Vice President, Surveillance Analyst, Compliance Surveillance
Company: bny mellon
Location: Lake Mary
Posted on: January 26, 2026
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Job Description:
At BNY, our culture allows us to run our company better and
enables employees’ growth and success. As a leading global
financial services company at the heart of the global financial
system, we influence nearly 20% of the world’s investible assets.
Every day, our teams harness cutting-edge AI and breakthrough
technologies to collaborate with clients, driving transformative
solutions that redefine industries and uplift communities
worldwide. Recognized as a top destination for innovators, BNY is
where bold ideas meet advanced technology and exceptional talent.
Together, we power the future of finance – and this is what
LifeAtBNY is all about. Join us and be part of something
extraordinary. We’re seeking a future team member for the role of
Market Abuse Surveillance Analyst, Compliance Surveillance to join
our Compliance team. This role is located in Lake Mary, FL In this
role, you’ll make an impact in the following ways: Assisting with
the management of Compliance and Regulatory risks. Responding to
and participate in the preparation of responses to regulatory
requests when required. Work with internal audit, compliance
testing and other internal stakeholders. Promoting a strong
regulatory mindset across the lines of business. Provide guidance
and interpretation of regulatory requirements. Ensure that the
control framework meets regulatory expectations and the
expectations of senior management and regulators. Work to build
control structures that support the monitoring of orders and trades
to provide robust surveillance. Perform deep dives and identify
areas that may need additional surveillance controls. Assist in the
unification of MI and systems to drive best practice across the
Controls Team. Create documentation to support surveillance
activities. Help train and mentor junior members of the team as
needed. Ensuring documentation and systems infrastructure remain
appropriate. Actively participate and lead surveillance meetings as
required. Assist with annual parameter reviews and risk assessments
as needed. Assist with development and delivery of annual training
programs as required. To be successful in this role, we’re seeking
the following: Relevant experience in a similar Surveillance,
Control or Compliance role. Experience gained from a Regulatory
organization would be beneficial. Thorough knowledge of financial
markets, including FX, fixed income and equity products. Strong
working knowledge of the applicable regulatory principles and
rules, such as market abuse, best execution and information
barriers would be advantageous. Experience operating surveillance
systems, investigating potentially abusive behavior and dealing
with trading staff. Investigative skills and an analytical mindset
are essential. Oral and written communication skills in English and
the ability to understand compliance policies and process assigned
tasks in accordance with procedures. Bachelor’s degree or master’s
degree preferred. Here’s a few of our recent awards: America’s Most
Innovative Companies, Fortune, 2025 World’s Most Admired Companies,
Fortune 2025 “Most Just Companies”, Just Capital and CNBC, 2025 Our
Benefits and Rewards: BNY offers highly competitive compensation,
benefits, and wellbeing programs rooted in a strong culture of
excellence and our pay-for-performance philosophy. We provide
access to flexible global resources and tools for your life’s
journey. Focus on your health, foster your personal resilience, and
reach your financial goals as a valued member of our team, along
with generous paid leaves, including paid volunteer time, that can
support you and your family through moments that matter. BNY is an
Equal Employment Opportunity/Affirmative Action Employer -
Underrepresented racial and ethnic groups/Females/Individuals with
Disabilities/Protected Veterans.
Keywords: bny mellon, Palm Bay , Vice President, Surveillance Analyst, Compliance Surveillance, Accounting, Auditing , Lake Mary, Florida
